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Regulator Jobs

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Page 1 of 194    |   2 898 results for Regulator in Hong Kong

Senior Regulatory Reporting Manager - Global Finance at HSBC
has committed to the Bermuda regulator to achieve full compliance on Bermuda insurance rules for financial year 2018. A new capital... | HSBC - Hong Kong
| Hong Kong

Senior Regulatory Reporting Manager - Global Finance at HSBC
of the regulatory changes in Hong Kong, management of Insurance Hong Kong has committed to the Bermuda regulator to achieve... | HSBC - Hong Kong
| Hong Kong

Regional Chief Compliance Officer - 14346/TTL at Hughes-Castell (Hong Kong) Ltd
partners and private fund clients on investments and handling the regulator's examinations. Proven experience in advising... | Hughes-Castell (Hong Kong) Ltd - Hong Kong
| Hong Kong

Director, Compliance, Global Regulatory Reform at Standard Chartered Bank
policy function within a financial institution and/or government/regulator in a policy role Experience in analysing draft... | Standard Chartered Bank - Hong Kong
| Hong Kong

Senior Accountant /Assistant Manager at FWD
to external auditors and regulator Involve in systems projects and enhancements Participate in IFRS 9 and 17 implementation... | FWD - Hong Kong
| Hong Kong

Vice President, Compliance Surveillance (Equities Lead), APAC at JPMorgan Chase
trade surveillance at a Tier 1 bank, broker or regulator. You will have some management experience, ideally... | JPMorgan Chase - Hong Kong
| Hong Kong

AVP/ Associate / Analyst, Corporate Finance at Guotai Junan International Holdings Limited
vetting IPO applications in the role of regulator; those with lesser experience will be considered for the position... | Guotai Junan International Holdings Limited - Central, Hong Kong
| Central, Hong Kong

Specialist, Complaint Investigation at AIA Hong Kong and Macau
, Company’s policies and practices.Work closely with relevant parties to resolve media and regulator referred complaints.Make...Specialist, Complaint Investigation | AIA Hong Kong and Macau - San Po Kong, Hong Kong
| San Po Kong, Hong Kong

Digital Associate - Hang Seng Bank (HK) at HSBC

A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to... | HSBC
2017-12-07 11:34:06 | Hong Kong

Regulatory Compliance Manager at HSBC Group

HSBC Group
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... The team strives to remain ahead of the regulatory change agenda and ensures the business understands...Regulatory Compliance Manager | HSBC Group - (Unspecified city), HK
2018-02-12 06:32:30 | (Unspecified city), HK

Assistant Controller at AIG

Functional Area: FA - Finance Estimated Travel Percentage (%): No Travel Relocation Provided: No AIG Insurance Hong Kong Limited Who we are Join 65,000 AIG...Assistant Controller | AIG
2018-02-06 14:09:20 | Hong Kong

Associate – Listing (Listing Enforcement) at Hong Kong Exchange

Hong Kong Exchange
HKEX's Listing Department conducts the day-to-day administration of the Listing Rules as part of the Stock Exchange of Hong Kong's role as the front-line... | Hong Kong Exchange
2018-02-06 15:41:55 | Hong Kong

Regulatory Counsel/Junior Partner at Lewis Sanders

Lewis Sanders
Leading Offshore firm in Hong Kong seeks a Regulatory Counsel Partner to join their current Global... Candidates will work closely with the Cayman Islands regulatory team as well as participating in a broad... | Lewis Sanders - Hong Kong, Hong Kong Island, HK
2018-02-12 08:01:01 | Hong Kong, Hong Kong Island, HK


Goldin Group
Responsibilities: Handle corporate finance projects including financial advisory on mergers and acquisitions, Listing Rules and /or Takeovers Code related...EXECUTIVE – INVESTMENT BANKING | Goldin Group
2017-11-06 07:57:17 | Hong Kong

Senior Manager (Investigation – Intermediary Misconduct Team) at Securities and Futures Commission

Securities and Futures Commission
The SFC is an internationally respected regulator and law enforcement agency that helps supervise one of the world’s major financial centres.... | Securities and Futures Commission
2018-02-09 14:20:01 | Hong Kong

Regulatory Lawyer at Lewis Sanders

Lewis Sanders
The law firm will be rapidly expanding over the next few years and one of their core practices will be focused on non contentious regulatory matters. Our client is actively looking for an...Regulatory Lawyer | Lewis Sanders - (Unspecified city), HK
2018-02-15 08:01:02 | (Unspecified city), HK

Manager/ AM, Regulatory Reporting (Banking) at BRS Limited

BRS Limited
To handle financial accounting issues, including month end closing and semi annual financial disclosure and monitor the daily regulatory requirements. To participate in system enhancement... | BRS Limited - (Unspecified city), HK
2018-02-17 20:01:02 | (Unspecified city), HK

Regulatory Partner at Lewis Sanders

Lewis Sanders
UK firm seek a senior lawyer to join the regulatory practice of the China Financial Markets Group for... The successful candidate will have significant experience of regulatory financial services work in Hong...Regulatory Partner | Lewis Sanders - (Unspecified city), HK
2018-02-15 20:01:01 | (Unspecified city), HK

Head of The Market Conduct Desk Review Program, Director in Hong Kong
’s regulators in connection with inquiries, inspections, and exams Provide regulator briefings as necessary Participate in the... - Hong Kong
| Hong Kong

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