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Page 1 of 234    |   3 502 results for Regulator in Hong Kong


Manager, Product and Customer Proposition - Retail Banking and Wealth Management at HSBC

www.efinancialcareers.hk
Candidate with good experience in managing regulator's expectation in the development of Life, Investment or Pensions product... | HSBC - Hong Kong
| Hong Kong

Compliance Manager – SFC Type 1, 4, 6, 9 at PeopleSearch

www.jobable.com
Ability to maintain good business relationship with the local regulator High sense of responsibility with excellent communication... | PeopleSearch - Hong Kong
| Hong Kong

Associate - Financial Services/Regulatory: 2 - 6 PQE in Hong Kong

www.regionup.com
in other professional services, CPA or financial regulator highly regarded, but not required the ability to read Chinese... - Hong Kong
| Hong Kong

Assistant Vice President, IT Service Management (Overseas Branches Management) at China CITIC Bank International Limited

www.ctgoodjobs.hk
infrastructure, and IT operations Knowledge of overseas banking regulator requirements, particularly in Singapore, China, Macau... | China CITIC Bank International Limited - Quarry Bay, Hong Kong
| Quarry Bay, Hong Kong

Global Financial Crimes Compliance - Sanctions – Advise & Consult – Associate (Hong Kong/ Singapore) at JP Morgan Chase

www.ctgoodjobs.hk
or Big 4 Firm or Regulator. Familiarity with AML/CFT requirements in Asia. Attention to detail. The successful candidate... | JP Morgan Chase - Hong Kong
| Hong Kong

Trade Surveillance and Regulatory Inquiries, Manager/ Director (Hong Kong) at Morgan Stanley

www.jobable.com
or securities regulator; Excellent knowledge of equity markets and trade surveillance; Pragmatic and analytical problem... | Morgan Stanley - Hong Kong
| Hong Kong

Manager, Stress Testing, Strategy and Policy - Global Finance at HSBC

www.efinancialcareers.hk
such as by the Regulator and ensure that all required assumptions and external information is available to start the test. Propose... submissions to regulator. Activities as directed by the Regional Strategy, Scenario and Policy team Qualifications... | HSBC - Hong Kong
| Hong Kong

Manager - Enforcement (Surveillance) (Ref: /MGR/ENF/SUR/180112) at Securities and Futures Commission

www.ctgoodjobs.hk
, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia... | Securities and Futures Commission - Hong Kong
| Hong Kong

Assistant Investigations Manager - Hang Seng Bank (HK) at HSBC

HSBC
A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to... | HSBC
2018-04-30 21:33:07 | Hong Kong

Compliance Manager at Degiro

Efinancialcareers.hk
Applicable;
  • be point of reference for regulator sfc and compliance advisor;
  • providing
  • previous experience in contact with hong kong regulator is a pre;
  • Assistant Manager, Regulatory Compliance, Assurance Support - Regulatory Compliance at HSBC

    eFinancialCareers Ltd.
    As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... The team strives to remain ahead of the regulatory change agenda and ensures the business understands... | HSBC - Hong Kong, Hong Kong Island, HK
    2018-05-23 22:48:16 | Hong Kong, Hong Kong Island, HK

    Associate Director, Regulatory Compliance, Asset Management, Hong Kong - Regulatory Compliance at HSBC

    eFinancialCareers Ltd.
    As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... The team strives to remain ahead of the regulatory change agenda and ensures the business understands... | HSBC - Hong Kong, Hong Kong Island, HK
    2018-05-23 22:48:16 | Hong Kong, Hong Kong Island, HK

    Associate - Market Surveillance & Monitoring at Hong Kong Exchange

    Hong Kong Exchange
    Associate - Market Surveillance & Monitoring (Requisition ID: IRC2323) Job Responsibilities: Monitor participants’ compliance with prescribed position limits... | Hong Kong Exchange
    2018-05-05 09:43:11 | Hong Kong

    Compliance & Operational Risk Control Specialist at UBS

    UBS
    Do you have sharp analytic skills? Are you great at answering questions and giving advice? We are looking for someone like this to: - review preparation... | UBS
    2018-03-08 13:08:29 | Hong Kong

    Associate – Listing (Primary Market Information) at Hong Kong Exchange

    Hong Kong Exchange
    HKEX's Listing Department conducts the day-to-day administration of the Listing Rules as part of the Stock Exchange of Hong Kong's role as the front-line... | Hong Kong Exchange
    2018-01-31 03:41:28 | Hong Kong

    adjunct Manager (Market Research) in Southern District, Hong Kong

    www.netjobs.hk
    Insurance Authority The Insurance Authority (IA) is an insurance regulator established under the Insurance Ordinance... - Southern District, Hong Kong
    | Southern District, Hong Kong

    Analyst, Compliance Consulting at DUFF AND PHELPS, LLC

    Duff & Phelps Corporation
    Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients....Analyst, Compliance Consulting | DUFF AND PHELPS, LLC
    2018-05-09 13:34:53 | Hong Kong

    HEAD OF REGULATORY COMPLIANCE (RETAIL BANKING & ASSET MANAGEMENT FOCUS): 15+ YEARS at Star Anise Limited

    eFinancialCareers Ltd.
    Over 15 years of relevant work experience in the areas of regulatory compliance in banking or regulatory... Experience of dealing with regulatory matters and confident interaction with Regulators. Experience of... | Star Anise Limited - Hong Kong, Hong Kong Island, HK
    2018-05-23 06:00:01 | Hong Kong, Hong Kong Island, HK

    Operations Risk & Regulatory Control (ORRC), Disclosure of Interest, Associate at Morgan Stanley

    eFinancialCareers Ltd.
    The Operations Risk & Regulatory Control (ORRC) Division is a global team responsible for Control (Balance Sheet Control, Credit & Market Risk, and Policies & Procedures), Regulatory Reporting... | Morgan Stanley - Hong Kong, Hong Kong Island, HK
    2018-05-22 06:00:02 | Hong Kong, Hong Kong Island, HK

    Manager, Regulatory Programmes, Trustee and Fiduciary Services, Hong Kong - HSBC Securities Services at HSBC

    eFinancialCareers Ltd.
    We are currently seeking a high caliber professional to join our team as Manager, Regulatory Programmes, Trustee and Fiduciary Services, Hong Kong. Principal responsibilities. Develop, manage... | HSBC - Hong Kong, Hong Kong Island, HK
    2018-05-23 22:48:16 | Hong Kong, Hong Kong Island, HK

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