Regulator Jobs. Employment & Careers in Hong Kong
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Page 1 of 232    |   3 473 results for Regulator in Hong Kong


Asset Management, Asia Operations Control Manager, Vice President / Associate at JPMorgan Chase

www.ctgoodjobs.hk
Understanding of Asia Regulator requirements Detailed understanding of Audit principles and prior interactions with Risk... | JPMorgan Chase - Hong Kong
| Hong Kong

Risk Manager Mortgage - Banking at Zebra Strategic Outsource Solution Ltd

www.ctgoodjobs.hk
all credit processes are in compliance with company policies and requirements set out by the local as well as lead regulator... | Zebra Strategic Outsource Solution Ltd - Hong Kong
| Hong Kong

General Manager & Head of AML at China CITIC Bank International Limited

www.ctgoodjobs.hk
compliance awareness among staff in the bank. Coordinate and manage the examination and/or review conducted by regulator... | China CITIC Bank International Limited - Tsim Sha Tsui, Hong Kong
| Tsim Sha Tsui, Hong Kong

Deputy IT Manager, Security & Compliance - Information Technology Department at Industrial and Commercial Bank of China (Asia) Ltd

www.ctgoodjobs.hk
for compliance Co-ordinate, support audit engagement and response to the inquiries from regulator and auditor and monitor the... | Industrial and Commercial Bank of China (Asia) Ltd - Kwun Tong, Hong Kong
| Kwun Tong, Hong Kong

AVP/ Associate / Analyst, Corporate Finance at Guotai Junan International Holdings Limited

www.ctgoodjobs.hk
vetting IPO applications in the role of regulator; those with lesser experience will be considered for the position... | Guotai Junan International Holdings Limited - Central, Hong Kong
| Central, Hong Kong

Temporary Legal Executives (1-Year Contract) – Enforcement [Ref: /TLE/ENF/180309] at Securities and Futures Commission

www.ctgoodjobs.hk
, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia... | Securities and Futures Commission - Hong Kong
| Hong Kong

Manager / Assistant Manager - Intermediaries Supervision, Intermediaries (Ref: /M/AM/IS/170630) at Securities and Futures Commission

www.ctgoodjobs.hk
, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia... regulator). You must be assertive and an active team player with strong analytical, interpersonal and communication skills... | Securities and Futures Commission - Central, Hong Kong
| Central, Hong Kong

Manager - Enforcement (Discipline) (Ref: /M/ENF/DIS/180720) at Securities and Futures Commission

www.ctgoodjobs.hk
, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia..., and we now have opportunities for high-calibreindividuals to join us. Employer Ref.: /M/ENF/DIS/180720 The SFC is a world recognised regulator... | Securities and Futures Commission - Hong Kong
| Hong Kong

Manager / Assistant Manager – Investment Products (Ref: /M/AM/IP/180420) at Securities and Futures Commission

www.ctgoodjobs.hk
, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia.... As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market development... | Securities and Futures Commission - Central, Hong Kong
| Central, Hong Kong

Compliance Officer, Anti Bribery And Corruption & Professional Ethics at BNP Paribas

BNP Paribas
About BNP Paribas in Asia Pacific (www.apac.bnpparibas) In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with... | BNP Paribas
2018-08-07 07:22:31 | Hong Kong

Bank Funding Treasury Executive at Bank of America

Bank of America
Bank Funding Treasury Executive Hong Kong, Hong Kong Job number: 18031718 Back to job search results Apply Now for this job >LinkedIn Apply for this job >... | Bank of America
2018-06-14 12:08:42 | Hong Kong

Junior Regulatory Compliance Officer at UBS

UBS
Experience in the financial industry in either compliance, risk control or an internal audit department, consultancy firm or a regulator.... | UBS
2018-07-27 13:09:19 | Hong Kong

Associate/ Assistant Vice President, Counsel/ Senior Counsel, Markets and Regulatory CIB Legal, Hong Kong at J.P. Morgan

eFinancialCareers Ltd.
JOB DESCRIPTION. The Hong Kong Markets & Regulatory Legal team is seeking a lawyer to support the APAC... To assess and ensure that key regulatory changes arising from current and proposed regulatory agenda of... | J.P. Morgan - Hong Kong, Hong Kong Island, HK
2018-08-20 11:52:27 | Hong Kong, Hong Kong Island, HK

SVP/ Director_Regulatory Compliance_PWM_Investment Bank at iKas International (Asia Pacific)

eFinancialCareers Ltd.
Job Description. Advise on the business unit (Private Wealth Management) on regulatory and Compliance... Draft and implement policies and procedures with updating regulatory changes and communicate with... | iKas International (Asia Pacific) - Hong Kong, Hong Kong Island, HK
2018-08-20 11:52:27 | Hong Kong, Hong Kong Island, HK

Manager (Regulatory Reporting) - Finance Department at Chong Hing Bank

eFinancialCareers Ltd.
Lead the implementation of new regulatory reporting requirements, including new returns of Basel... Minimum 8 years' working experience of which 5 years of regulatory reporting in banking industry (less... | Chong Hing Bank - Hong Kong, Hong Kong Island, HK
2018-08-17 06:00:01 | Hong Kong, Hong Kong Island, HK

Regulatory Compliance, Corporate banking, VP at Randstad Hong Kong

eFinancialCareers Ltd.
Liaise with the HKMA and HKAB on a regular basis and manage relationship with regulators. Manage... Manage regulatory examinations, surveys and investigations. Provide general and regulatory compliance... | Randstad Hong Kong - Hong Kong, Hong Kong Island, HK
2018-08-18 06:00:02 | Hong Kong, Hong Kong Island, HK

Analyst, Compliance Consulting at DUFF AND PHELPS, LLC

Duff & Phelps Corporation
Our professionals balance analytical skills, deep market insight and independence to deliver solid, defensible analysis and practical advice to our clients....Analyst, Compliance Consulting | DUFF AND PHELPS, LLC
2018-05-09 13:34:53 | Hong Kong

Head, Regulatory, Industry and Government Affairs, Asia Pacific at State Street

eFinancialCareers Ltd.
Overview. The regulatory environment in which we operate is complex and rapidly changing. To maintain... Our Regulatory, Industry and Government Affairs (RIGA) division is responsible for monitoring policy... | State Street - Hong Kong, Hong Kong Island, HK
2018-08-19 01:53:53 | Hong Kong, Hong Kong Island, HK

Environmental Reports at The Office of the Communications Authority 通訊事務管理局辦公室

The Office of the Communications Authority
Please refer to the Regulator Archives if you wish to search for the information issued before the establishment of the Office of the Communications Authority...Environmental Reports | The Office of the Communications Authority 通訊事務管理局辦公室
2018-07-03 14:05:31 | Hong Kong

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